Associate, Compliance - Tiedemann Advisors

Employment Type

: Full-Time


: Legal

Loading some great jobs for you...

Job Description

The Compliance Associate helps the company ensure that employees abide by regulatory guidelines, top managements directives and human resources policies when performing their tasks. The Associate also ensures that staffs conform to industry practices and professional standards in activities in which they engage. The Compliance Associate also ensures that legal elements in corporate transactions adhere to regulatory guidelines. These elements may be permits, securities portfolios and marketing materials.
Job Responsibilities

  • Experience with planning and executing tools such as Governance, Risk and Compliance (GRC).
  • Experience analyzing and assessing complex finance documents and applications against risk and compliance frameworks
  • Experience with developing security control assessment reports, plans of action and milestones, and artifacts to support the authorization to operate
  • Knowledge of security audit and accreditation processes
  • Ability to mediate contentious situations and develop consensus. Ability to build bridges across organizational boundaries and the ability to communicate with team members in management across a large, complex organizations
  • Advanced Microsoft Word and Excel skills required.

  • Bachelors Degree required
  • Demonstrated high degree of organization and ability to track projects over a long-term
  • Minimum 1-2 years experience in compliance or related field
  • Experience writing corporate security policies and managing their approval, publication and lifecycle.

Additional Information

Applications are strongly encouraged from candidates reflecting diverse educational, cultural and experiential backgrounds.

Company Description

Tiedemann Advisorsis an owner-managed independent investment and wealth advisor with a single focus: to make sure our clients wealth accomplishes what matters most to them. Tiedemann provides high-net-worth individuals, families, trusts, foundations and endowments with customized, objective investment management, and trust, estate and wealth planning services. We are proactive, innovative advisors who provide access to a broad set of exceptional investment strategies globally, including impact or responsible investments, and full transparency on investment decisions, fees and performance. Founded in 1999, Tiedemann Advisors is headquartered in New York, with offices in San Francisco, Seattle, Dallas, Aspen, Palm Beach and Washington, D.C. The firm provides trust services through Tiedemann Trust Company, a state-chartered trust company located in Wilmington, Delaware. Together, Tiedemann oversees approximately $19billion in assets.

Associated topics: attorney, attorney corporate, company, compliance, compliance department, compliance office, court, courtroom, legal, legal department

Launch your career - Upload your resume now!

Upload your resume

Loading some great jobs for you...