Senior Auditor

Employment Type

: Full-Time

Industry

: Miscellaneous



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Overview
Conduct regulatory compliance focused internal audits for assigned processes, departments, and/or divisions throughout the organization. The areas of regulatory compliance will include, but won\u2019t be limited to the BSA/AML,OFAC, and consumer compliance.Responsibilities
Plan, lead, and perform audits; analyze the results of audit work; prepare and review work papers to support conclusions; develop recommendations, summarize audit results, conduct entrance and exit meetings, draft audit reports, and resolve outstanding issues.
Determine purpose, scope and approach based on review of key processes and controls, evaluation of previous audits and findings, and interviews with clients to identify gaps and opportunities to explore through the assessment/audit. Continually raise the bar on controls and processes to minimize risks to the company.
Research issues and make recommendations to improve process and/or procedures as needed to minimize exposure to risk and fraud.
Develop strong relationships with business unit management to ensure that company risks are openly discussed and addressed with a focus on problem solving for the ultimate benefit of the organization.
Track findings to ensure management adequately addresses identified risks and controls weaknesses in a timely manner.
Respond to client questions and concerns, educating and/or explaining the risks of the current practices. Qualifications
Education/Experience:
An undergraduate degree in a business related field
A minimum of 3 \u2013 5 years related consumer compliance or BSA/AML auditing experience or applicable experience operating within a bank consumer compliance or Financial Investigations Unit department
Relevant professional certification preferred or working towards certifications. Examples include: CISA \u2013 Certified Information Security Auditor CIA \u2013 Certified Internal Auditor, CFSA \u2013 Certified Financial Services Auditor, and/or CRMA \u2013 Certified in Risk Management Assurance
Other Qualifications:
Solid knowledge of banking laws and regulations, including consumer compliance regulations and/or BSA/AML and OFAC regulations
Strong working knowledge of audit practices and procedures
Strong working knowledge of system administration, database administration, and information security best practices
Demonstrate strong problem identification, analysis and problem solving, reporting writing and editing, and project management skills.
Excellent verbal, written, and interpersonal communication skills
A team player able to work effectively in a team fostered, multi-tasking environment
Position may be required to travel to different company sites on occasion (<10%)
Understanding of the International Standards for the Professional Practices of Internal Auditing of the Institute of Internal Auditors.
Employment with The Bancorp includes successfully passing a background check including credit, criminal, OFAC, education and past employment.

The Bancorp is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, among other things, or status as a qualified individual with disability.VEVRAA Federal ContractorWe Request Priority Protected Veteran and Disabled Referrals for all of our locations

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